Building the team and business behind a successful RIA — from hiring junior advisors and structuring equity programs to succession planning and next-gen ownership transitions.
The recent surge in legal actions against departing advisors highlights the critical importance of understanding restrictive covenants and their implications. RIA practices must proactively prepare for advisor transitions to mitigate risks and protect their business interests.
Rockefeller Capital Management recently expanded its footprint by acquiring a significant UBS advisor team. This move highlights the ongoing trend of strategic M&A and talent mobility shaping the wealth management industry. RIAs can learn from these acquisitions to inform their own growth and operational strategies.
Advisor movement is a constant in the wealth management sector, presenting both challenges and opportunities for RIA practices. Understanding the underlying advisor retention trends is crucial for building a resilient and growing advisory business.
The number of financial advisors is a key metric for RIA practices, influencing growth and client service. Learn how current RIA advisor headcount trends, succession challenges, and technological advancements are shaping the future of wealth management.
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